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Investment Service Levels

The market place offers investors many ways of placing and holding their investment with their Adviser. This may vary to how much involvement and advice you consider needing at the initial investment and life of the investment. Generally speaking, the market offers four levels of investment services:

  • Execution Only - A service for orders are placed without offering any advice.

  • Advisory Dealing - A service where investment recommendations are made, but limited to trade ideas. It does not offer advice on portfolio structure or further monitoring of the suitability of the investment.
  • Advisory Portfolio Service - A service where the overall structure of the portfolio is advised on and suitable proposals are made from time to time. The portfolio is monitored on an on-going basis and regular reporting is provided. Actions are only taken when advised and agreed on with the client.
  • Discretionary Management Service – A service where the investment portfolio is managed for the investor, where the adviser will monitor on-going and make decisions.
Our belief is that clients should carefully consider how much they would like to engage with the investment process before deciding on which level of investment service is most appropriate for their circumstances.

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Financial Advisor Exeter
Independent Financial Advisor Exeter Independent Financial Advisor Exeter
Contact our offices for investment advice and planning
Exeter Offices | Tel: 01404 598 373
Briar House, Clyst Honiton, Exeter, Devon, EX5 2LZ
Cheltenham Offices | Tel: 01242 807 455
6 Bath Mews, Bath Parade, Cheltenham, GL53 7HL
Colyton Offices | Tel: 01297578460 
The Mews, Queens Street, Colyton, Devon, EX24 6JU
Exmouth Offices | Tel: 01395 542 551 
32 Rolle Street, Exmouth, Devon EX8 2SH

Raymond James Investment Services Limited is a member of the London Stock Exchange and
is authorised and regulated by the Financial Conduct Authority. Registered in England and Wales No. 3779657. Registered office: Broadwalk House 5 Appold Street London EC2A2AG. | RAYMOND JAMES is a registered trademark of Raymond James Financial, Inc. | Legal Disclosures
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