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Treating Customers Fairly Survey

Raymond James Investment Services regularly review the processes and practices of their Branch Principals. Wealth Managers under the Raymond James regulatory umbrella undergo a series of tests on an annual basis to have their knowledge assessed.

Additionally all Wealth Managers have to maintain a Statement of Professional Standing. These are issued by professional bodies such as the Chartered Insurance Institute [CII] and the Chartered Institute for Securities and Investment [CISI]. To acquire an SPS a Wealth Manager must first pass the examination threshold; thereafter the annual renewal of the SPS can be accomplished by maintaining a satisfactory continuous professional development record.
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Raymond James Investment Services have conducted a client survey to establish their clients experience and views.

The Invest Together Investment Committee is pleased to be able to share our results with you.

IFA East Devon IFA Sidmouth East Devon IFA IFA East Devon East Devon IFA IFA East Devon IFA East Devon East Devon IFA IFA East Devon IFA East Devon

"Data Souce: Raymond James Investment Services – TCF Survey"

  Ifa East Devon
 


 
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Exeter Offices | Tel: 01404 598 373
Briar House, Clyst Honiton, Exeter, Devon, EX5 2LZ
Cheltenham Offices | Tel: 01242 807 455
6 Bath Mews, Bath Parade, Cheltenham, GL53 7HL
Colyton Offices | Tel: 01297578460 
The Mews, Queens Street, Colyton, Devon, EX24 6JU
Exmouth Offices | Tel: 01395 542 551 
32 Rolle Street, Exmouth, Devon EX8 2SH
 
 
 

Raymond James Investment Services Limited is a member of the London Stock Exchange and
is authorised and regulated by the Financial Conduct Authority. Registered in England and Wales No. 3779657. Registered office: Broadwalk House 5 Appold Street London EC2A2AG. | RAYMOND JAMES is a registered trademark of Raymond James Financial, Inc. | Legal Disclosures
 
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